Struggling to Survive: Sexual Exploitation of Displaced Women and Girls in Port au Prince, Haiti

PREVENTION AND CONFLICT

Struggling to Survive: Sexual Exploitation of Displaced Women and Girls in Port au Prince, Haiti

Struggling to Survive traces the widespread practice of sexual exploitation and survival sex among women and girls in post-earthquake Haiti’s displacement camps through a joint fact-finding investigation, situating it in the broader framework of international human rights obligations and evaluating the structural breakdown of family, community, and economic safety nets that has driven this new survival strategy amid persistent impunity for gender-based violence. This report argues that the prevalence of sexual exploitation carries profound human rights significance through the compounding dynamics of heightened vulnerability, inadequate humanitarian response, and entrenched institutional neglect, generating a need for holistic recommendations spanning immediate humanitarian relief, long-term economic and social support, integrated service coordination, and accountability measures to end impunity for perpetrators while ensuring that survivors are never themselves punished.

Between 2010 and 2012, numerous reports have examined gender-based violence (GBV) in post-earthquake Haiti. These reports have focused on rape and other sexual violence perpetrated against women and girls living in internally displaced persons (IDP) camps in Port au Prince. In December 2010, recognizing that sexual violence against displaced women and girls is a serious problem in Haiti, the Inter-American Commission on Human Rights (IACHR), issued a groundbreaking decision requesting that the Government of Haiti take urgent measures to address sexual violence. These measures included increased security patrols in the camps, improved lighting, adequate medical care, legal accountability, as well as participation of grassroots women’s groups in developing anti-violence policies and practices. United Nations (UN) Special Rapporteurs and the Independent Expert on Haiti have also drawn attention to the grave issues of violence against women and impunity for such acts in Haiti.

The Haitian Ministry for Women’s Affairs and Women’s Rights (Women’s Ministry) is in the process of finalizing draft legislation addressing violence against women. Notwithstanding this heightened awareness and attention, violence against women and girls continues unabated. A social science researcher has recently found a staggering twenty-two percent of displaced persons and two percent of general community members have been victims of sexual assault. The Haitian grassroots women’s organization KOFAVIV, through its network of community outreach workers and free sexual violence hotline, documented 269 incidents of rape in and around Port au Prince from March to October 2011 alone. Around 520,000 Haitians still live in IDP camps in conditions without access to adequate food, health services, security or economic opportunity, placing them at risk for increased violence. As the international presence diminishes, the situation in displacement camps continues to become more precarious.

Post-earthquake conditions have made young women and girls particularly vulnerable to sexual exploitation. Through its work combating rape and other sexual violence, KOFAVIV has identified sexual exploitation as a priority issue. “Sexual Exploitation” is defined in this Report as the abuse of differential power for sexual purposes, including, but not limited to, profiting monetarily, socially or politically from the sexual exploitation of another, thus abrogating the victim’s human right to dignity, equality, autonomy, and physical and mental well-being. “Survival sex” is defined here as the exchange of sex in circumstances where those exchanging sex for survival lack other options.

KOFAVIV requested the assistance of MADRE, the International Women’s Human Rights Clinic of CUNY School of Law, the Global Justice Clinic at NYU Law, and the UC Hastings Center for Gender & Refugee Studies, to investigate the problem of sexual exploitation, identify its causes and consequences, conduct a legal and critical analysis, and provide concrete recommendations to the Haitian government and other actors to develop more effective responses in line with international obligations.

While there are no reliable statistics on the prevalence of survival sex in IDP camps, or post- earthquake Haiti more generally, sexual exploitation has been identified as an issue in nearly every humanitarian or human rights report on women’s rights since the earthquake. The United Nations High Commissioner for Refugees (UNHCR) conducted a study into the issue, finding that women in focus groups commonly reported exchanging sexual acts in return for food and other survival needs, including aid distribution coupons, access to direct aid distributions, cash for work programs, money, or even a single meal. On top of the hardships suffered by all IDP camp residents, Human Rights Watch (HRW) found that women and girls are additionally harmed by sexual violence, the need to engage in survival sex, and a lack of access to family planning, prenatal and obstetric care. Women and girls who engage in survival sex are especially at risk of unintended pregnancy, sexually transmitted diseases and other related health problems. They are often isolated from their social networks and communities, increasing the risk of violence and despair. 

A study by the Humanitarian Accountability Partnership (HAP) mirrored these findings, confirming that single mothers are the most vulnerable population to sexual exploitation, and therefore more likely to engage in survival sex. Additionally, preliminary survey results from a study conducted by the Center for Human Rights and Global Justice suggest that camp residents believe that trading sex for basic needs has become a more common survival strategy for women and girls in the camps since the earthquake. Thus, for many women, survival sex appears to be a new coping mechanism that is driven by the breakdown of family and community structures, the loss of associated protection and safety nets, and poor economic opportunity.

In November and December 2011, teams of researchers from MADRE, the International Women’s Human Rights Clinic at CUNY School of Law, Global Justice Clinic at NYU Law and the UC Hastings Center for Gender & Refugee Studies conducted a fact-finding investigation in Haiti in an effort to respond to KOFAVIV’s request for a critical analysis of the current response to sexual exploitation in Haiti and to build on existing research into the issue, such as that of the UNHCR and HRW. 

The investigation focused on elucidating the factors that make women and girls particularly vulnerable to exploitation, examining the effects of this exploitation, and evaluating the programs developed by the Haitian government and the international community to respond to it. During the fact-finding investigation, team members interviewed numerous young women who exchanged sex for food, education or other necessities for themselves and their families, as well as numerous residents of camps knowledgeable about the practice. The team also interviewed a wide range of governmental and non-governmental representatives as well as service providers and outreach workers from grassroots organizations working in displacement camps. The study suggests that sexual exploitation is widespread. In addition, the study found that little is being done to address the issue, due in large part to a lack of understanding and a history of impunity for violence against women in Haiti. 

The findings of this Report are consistent with numerous other reports examining sexual exploitation and exchange in post-earthquake Haiti. Sexual exploitation is not unfamiliar in a country that has faced overlapping emergencies for decades. Yet the evidence suggests that sexual exploitation increases dramatically when levels of vulnerability are heightened and access to food and basic services needed for survival are limited.

The findings of this report suggest that much remains to be done in the way of effectively preventing, combating and responding to sexual exploitation, and other forms of violence against women in post-earthquake Haiti. 

As such, the report concludes by offering a series of recommendations designed to holistically address this issue. These recommendations cover four areas of concern: 

  1. meeting immediate needs of those people most vulnerable to sexual exploitation, including ensuring that poor and displaced Haitians are provided with basic necessities of life such as food, comprehensive medical and health care and temporary shelter; and improving security measures and police response to sexual exploitation and other forms of gender-based violence; 
  2. meeting long-term needs, including the provision of free education, income generating opportunities, housing and adequate health care; and the implementation of effective measures to promote and protect the right to be free from sexual violence;
  3. integrating services, including training medical staff, police, outreach workers and other first responders on how to identify and respond to youth vulnerable to sexual exploitation; coordinating with civil society, and encouraging the full participation and leadership of women and systematizing data collection documenting the prevalence of all forms of violence against women in displacement camps; 
  4. and ending impunity and ensuring accountability, including working to finalize, pass and implement the Draft Law on Violence Against Women; ensuring that reported cases of rape, and abuses of power by public sector and other humanitarian workers are held responsible, and, conversely, that women and girls engaging in survival sex are not punished.

Suppressing Protest: Human Rights Violations in the U.S. Response to Occupy Wall Street

PREVENTION AND CONFLICT

Suppressing Protest: Human Rights Violations in the U.S. Response to Occupy Wall Street

Suppressing Protest traces the response of U.S. authorities, particularly in New York City, to the Occupy Wall Street protests through the lens of assembly and expression rights, situating it in the broader framework of international human rights law and evaluating the systematic policing abuses—including excessive force, surveillance, unlawful arrests, and obstruction of press freedom—that have undermined protesters’ fundamental freedoms. This report argues that the abusive and unlawful protest regulation documented across U.S. cities carries profound human rights significance through the compounding dynamics of institutional impunity, disproportionate policing in minority communities, and the chilling of collective democratic participation, generating an urgent need for independent review, accountability, and reform to bring U.S. authorities’ practices into line with their binding international legal obligations.

In September 2011, waves of protests against mounting socioeconomic injustice broke out across the United States, capturing the attention of the country. The Occupy Wall Street movement, inspired by similar protests around the globe, used the occupation of public space and mass demonstrations to call attention to a wide array of shared concerns. The movement also used public assemblies to debate concerns and promote direct democratic participation. Within weeks of their emergence, the protests dramatically expanded and deepened U.S. political discourse around the widening gap between rich and poor, bank bailouts and impunity for financial crimes, and the role of money in politics.

The response of U.S. authorities to the protests also received significant attention. Images of police using pepper spray on seated students, the arrests of thousands of peaceful protesters across the country, midnight raids on encampments, baton-swinging officers, marches accompanied by phalanxes of riot police, and officers obstructing and arresting journalists were beamed around the world.

Through an eight-month-long study of the response in New York City, together with comparative data collected from cities across the U.S., this report highlights major policy concerns and serious violations of the rights of protesters. 

Additionally, the  report followed  a review of thousands of news reports and hundreds of hours of video, extensive firsthand observation, and detailed witness interviews. In New York City, some of the worst practices documented include:

  • Aggressive, unnecessary and excessive police force against peaceful protesters, bystanders, legal observers, and journalists
  • Obstruction of press freedoms and independent legal monitoring
  • Pervasive surveillance of peaceful political activity
  • Violent late-night raids on peaceful encampments
  • Unjustified closure of public space, dispersal of peaceful assemblies, and kettling (corralling and trapping) of protesters
  • Arbitrary and selective rule enforcement and baseless arrests
  • Failures to ensure transparency about applicable government policies
  • Failures to ensure accountability for those allegedly responsible for abuses

These practices violate assembly and expression rights and breach the U.S. government’s international legal obligations to respect those rights. In New York City, protest policing concerns were  extensive and existed against a backdrop of disproportionate and well-documented abusive policing practices in poor and minority communities outside of the protest context.

A Decade Lost: Locating Gender in U.S. Counter-Terrorism

PREVENTION AND CONFLICT

A Decade Lost: Locating Gender in U.S. Counter-Terrorism

This report traces the gendered dimensions and impacts of United States counter-terrorism policies across a decade of the War on Terror through the lens of women’s and sexual minorities’ rights, situating it in the broader framework of international human rights law and evaluating the systemic invisibility of gender-based violations within domestic and foreign counter-terrorism measures. This report argues that the failure to account for the differential impacts of counter-terrorism on women, men, and LGBTI individuals carries profound human rights significance through the compounding dynamics of institutional blindness, gendered stereotyping, and the squeezing of vulnerable populations between terrorist violence and state overreach, generating an urgent roadmap for integrating gender and human rights perspectives across all dimensions of counter-terrorism strategy.

A Decade Lost: Locating Gender in U.S. Counter-Terrorism provides the first global study of how the U.S. government’s (USG) counter-terrorism efforts profoundly implicate and impact women and sexual minorities. Over the last decade of the United States’ “War on Terror,” the oft-unspoken assumption that men suffer the most—both numerically and in terms of the nature of rights violations endured—has obscured the way women and sexual minorities experience counter-terrorism, rendering their rights violations invisible to policymakers and the human rights community alike. This failure to consider either the differential impacts of counter-terrorism on women, men, and sexual minorities or the ways in which such measures use and affect gender stereotypes and relations cannot continue. As the USG leads a world-wide trend toward a more holistic approach to countering terrorism that mobilizes the 3Ds—defense, diplomacy, and development—and increasingly emphasizes the role of women in national security, the extent to which counter-terrorism efforts include and impact women and sexual minorities is set to rise. As the ten-year anniversary of the attacks of September 11, 2001 approaches, now is the time for the USG and governments the world-over to take stock of, redress, and deter the gender-based violations that occur in a world characterized by the proliferation of terrorism and counter-terrorism and the squeezing of women and sexual minorities between the two.
This report provides a roadmap for this effort. It represents the culmination of over three years of primary and secondary research into the gender dimensions and impacts of the USG’s counter-terrorism policies domestically and abroad, drawing on scores of interviews with USG and foreign government, non-government, academic, and inter-government entities; regional Stakeholder Workshops in the United States, Africa, Asia, and the Middle East and North Africa (MENA); and extensive secondary research (see further Methodology below). Where appropriate, the Report also draws on comparisons with the United Nations’ (U.N.) and foreign governments’ (including the United Kingdom’s) counter-terrorism strategies and their gender and human rights aspects and outcomes. While the Report’s findings and recommendations are primarily directed to the USG, the patterns documented and lessons learned will nonetheless resonate with, and be relevant to, those foreign governments and inter-governmental institutions which often emulate or participate in the USG’s approaches to countering terrorism.

Section 1

Section 1 outlines what it means to take a gender approach to counter-terrorism and terrorism, scrutinizing the USG’s current emphasis on women in national security, and presenting ten overarching recommendations to ensure that women and lesbian, gay, bisexual, transgender, and intersex (LGBTI) individuals are the beneficiaries rather than casualties of the USG’s counter-terrorism measures. This overview does not squarely address the USG’s claim that promoting gender equality counters terrorism—a question that is beyond the scope of this Report—but does demonstrate the failure to take account of gender cuts against both counter-terrorism and equality goals.

While A Decade Lost takes up this and other questions in respect of two of the most invisible stakeholders in national security—women and sexual minorities—it (1) devotes significantly more attention to the former, in large part because of the dearth of information on the latter; (2) locates the focus on gender in the broader context of the USG’s focus on Muslim communities; and (3) examines how the gender features and impacts of the USG’s counter-terrorism efforts relate to gendered patterns in failures to protect women and LGBTI communities against terrorist violence.

Section 2

Section 2 analyzes the USG’s development activities to counter the conditions that lead to violent extremism.

Section 3

Section 3 analyzes the USG’s militarized counter-terrorism efforts.

Section 4

Section 4 analyzes the USG’s anti-terrorism financing measures.

Section 5

Section 5 analyzes the USG’s tactical counter-terrorism efforts in terms of intelligence and law enforcement measures and cooperation.

Section 6

Section 6 analyzes the USG’s border securitization and immigration enforcement.

Section 7

Section 7 analyzes the USG’s diplomacy and strategic communications.

Section 8

Section 8 summarizes and offers initial insights into how to overcome the challenge of measuring counter-terrorism activities  both in terms of gender impacts and efficacy, stressing the urgent need for tools to measure both outcomes as ultimately effective counter-terrorism measures should protect the whole population from terrorism, including particularly women and LGBTI individuals who are regularly its victims.

Minimum Standards for Transfer: International Law Concerning Rendition in the Context of Counter-Terrorism

PREVENTION AND CONFLICT

Minimum Standards for Transfer: International Law Concerning Rendition in the Context of Counter-Terrorism

This Legal Advisory sets out the minimum baseline standard to be applied whenever the United States carries out the extraterritorial transfers, articulating threshold standards, substantive norms, and procedural requirements; and concludes with a discussion of human rights norms applicable to the United States’ use of diplomatic assurances. 

In January 2009, President Obama promulgated a number of Executive Orders that created several Task Forces to advise him on certain aspects of U.S. counter-terrorism policy. One of the key issues under review is the U.S. practice of rendition. Several bodies of international law binding on the United States set out rules relevant to the transfer of individuals outside the United States to U.S. territory or to the custody of another state in the context of counter-terrorism operations. International refugee law, international human rights law, and international humanitarian law apply extraterritorially and concurrently. 

Examining human rights, refugee law, and humanitarian law norms together allows for the identification of a minimum baseline standard to be applied whenever the United States carries out the extraterritorial transfer of an individual within its effective control. The transfers to which this minimum standard applies include, for example, “renditions to justice” to the United States or a third state; renditions pursuant to an international arrest warrant or request for surrender by an international court; transfers carried out at the close of hostilities in the context of armed conflict (i.e. repatriations of prisoners of war or security detainees); and transfers across borders of individuals detained in the context of armed conflict. 

This Legal Advisory sets out this minimum baseline standard, articulating threshold standards, substantive norms, and procedural requirements. As a threshold matter, formal transfer processes may not be intentionally bypassed and the United States must have a valid basis for apprehending an individual in contemplation of transfer. Substantively, the U.S. government may not transfer an individual to the custody of a state where he/she is at a real risk of: torture or ill-treatment; persecution; enforced disappearance; or arbitrary deprivation of life. Procedurally, an individual facing transfer must have the ability to challenge the basis for his deprivation of liberty in contemplation of transfer prior to transfer before an independent decision-maker. This challenge must allow the individual to contest the transfer on the basis of fear of being subject to any of the risks protected against by international law. This Legal Advisory concludes with a discussion of human rights norms applicable to the United States’ use of diplomatic assurances. 

The International Law of Genetic Discrimination: The Power of ‘Never Again’

TECHNOLOGY AND HUMAN RIGHTS

The International Law of Genetic Discrimination: The Power of ‘Never Again’

This Working Paper traces the regulation of genetic discrimination through the lens of international human rights law, situating it in the broader historical context of eugenics and the compounding vulnerabilities of marginalized groups and evaluating the gap between existing international instruments and their operationalization in domestic legal frameworks governing employment, insurance, and criminal investigation. This essay argues that genetic discrimination warrants distinct legislative treatment within the general human rights framework, carrying foundational significance through the intertwined principles of human dignity and the right to benefit from scientific progress, generating an urgent need for comprehensive privacy protections, clarified consent standards, and targeted safeguards for vulnerable populations including women, children, indigenous peoples, and persons with disabilities.

The goal of this Woking Paper  is to offer an approach to genetic discrimination based on international law. Many studies have been written on the topic of genetic discrimination, either from a comparative law perspective or from a utilitarian perspective of medical research development. Others have tackled the problem from the perspective of social justice. Although all of these contain elements of international law, they do not provide a comprehensive overview: hence the need for this study.

The relationship between new technologies and the protection of human rights is complicated. In part, this is because history shapes that relationship: the legal regime of genetic discrimination is influenced by the history of genetic discrimination, specifically its use during the genocide and crimes against humanity during World War II. More controversially, it might also be argued that this history is also the reason why the legal regime relating to genetic discrimination should be analysed more thoroughly than other types of discrimination that may arise from other uses of technology.

Perhaps this can be put another way: imagine if the science underpinning eugenic thought had been right—what would our critique be then? If we could not summarily dismiss eugenics as hegemony based on ignorance and as instrumentalist science, what arguments would we marshal to defeat its programme? What principled distinctions can we make between their institutionalization efforts and ours? What difference is there between their pedigree counselling and our genetic counselling? What distinction can be drawn between their race betterment agendas and our hope for alleviation of suffering through genetic therapy? Such questions are not posed to suggest that there is no difference. Rather, they are posed in order to remind us that we must consciously and deliberately respond to eugenics not only so that we avoid repeating the mistakes of the past, but also so that unwarranted fear and guilt do not render us incapable of properly appropriating and incorporating genetic information into our social structure, our policies, and our jurisprudence. 

Main questions

The main questions asked in this paper are: 

  • What is the meaning of genetic discrimination? 
  • How can efficient legislation on privacy protection prevent genetic discrimination?
  • What is the relationship between international law and domestic law in fields such as insurance, employment and criminal investigation and what is the best way to protect individuals? 
  • How are various groups, such as women, indigenous people and persons with disabilities, affected by or vulnerable to genetic discrimination?

Part 1

In Part 1, the main texts in international law will be outlined. Particular emphasis will be placed on the 1997 Universal Declaration on the Human Genome and Human Rights (UDHGHR), the first international instrument in this field. This will lead into an examination of the controversies surrounding the definition of genetic discrimination. By contrast with those who argue that it is not necessary to single out this type of discrimination, I will suggest that it should be legislated for separately within the general human rights framework. Arguments referring to the recent eugenic past, as well as the fundamental principle of human dignity and the rights ‘of everyone to enjoy the benefits of scientific progress and its applications, provide further support for adopting an individual approach to this type of discrimination.

Part 2

The second part analyses the protection of genetic privacy. The 2003 International Declaration on Human Genetic Data (IDHGD) of UNESCO, which has been described as ‘a sequel’ to the UDHGHR, provides the main international legal framework in this regard. The most sensitive issues arise when consent to genetic data use is involved. Express consent is stipulated by the IDHGD but, as Hélène Boussard explains in her chapter in this volume, there are still many issues which remain unclear, especially as regards the relationship between individual consent and the interests of third parties, and also collective consent.

Part 3

Part 3 deals with how international law against genetic discrimination becomes operational in domestic law in the fields of employment, insurance and criminal investigation. In accordance with Article 23 of the IDHGD,‘[s]tates should take all appropriate measures, whether of a legislative, administrative or other character, to give effect to the principles set out in [the] Declaration, in accordance with the international law of human rights’. To date, the European tendency has been to prohibit the use of genetic data in employment and insurance; by contrast, in the US, state legislation provides a regulatory approach with variable definitions and degrees of prohibition of genetic discrimination. Criminal investigation is another field which raises concerns about possible discrimination. DNA databases are a valuable instrument for criminal investigations and bring major benefits. Yet, as emphasized by the IDHGD, certain practices bring up rights concerns, including: retaining full DNA samples, rather than just the DNA profiles used for identification; retaining people’s records on the database without consideration of the nature of their offence and also including those who have been arrested but not charged, or those who have been acquitted; and using the database for genetic research without consent.

Part 4

The last part deals with the issue of vulnerable groups, specifically, women, children, indigenous peoples and disabled persons.

On the Record: US Disclosures on Rendition, Secret Detention, and Coercive Interrogation

PREVENTION AND CONFLICT

On the Record: US Disclosures on Rendition, Secret Detention, and Coercive Interrogation

This report is a joint effort between the Center for Human Rights and Global Justice and Amnesty International, Cageprisoners, the Center for Constitutional Rights, Human Rights Watch, and Reprieve.

This report aims to shed light both on what has been revealed and what has been obscured by the U.S. government. It also seeks to demonstrate the enormous range of information that is in the public sphere about the nature and scope of the U.S. rendition, secret detention, and coercive interrogation activities. This exercise makes it increasingly evident that the threats of disclosure of “state secrets” and harm to national security are ill-founded, and that the real concern lies in the very fact that a program of this nature exists and continues to operate.

According to the United States (U.S.) government, shortly after September 11, 2001, the Central Intelligence Agency (CIA) was tasked with planning a “separate” program to begin secretly detaining and interrogating individuals outside of the United States. At that time, the CIA was also reportedly authorized to forcibly transfer individuals to foreign countries for interrogation in a practice commonly known as “rendition” or “extraordinary rendition.” Starting with the rendition of Ibn al-Shaykh al-Libi to Egypt in January 2002, and the detention and interrogation of Abu Zubaydah in March 2002,4 the U.S. post-9/11 rendition, secret detention, and coercive interrogation program has since swept up many individuals, the vast majority of whom are still unaccounted for by the United States. 

Between 2001 and September 2006, information about CIA rendition, secret detention, and coercive interrogation operations emerged piecemeal. The U.S. government was the source of some of this information: officials discussed rendition in the media and on Capitol Hill, but gave only partial accounts; they announced the capture of individuals, but refused to disclose their whereabouts; and they informed the National Commission on Terrorist Attacks Upon the U.S. (the 9/11 Commission) that certain individuals were “currently in U.S. custody,” but refused to give the Commission the access it sought to the detainees themselves. The U.S. government also provided “statements” culled from interrogations on behalf of certain secret CIA detainees in the cases of United States v. Paracha and United States v. Moussaoui. Media, inter-governmental bodies (such as the Council of Europe and the United Nations (UN)), human rights organizations, and former detainees also provided comprehensive insights into the CIA’s activities. 

In an effort to obtain further information from the U.S. government about its rendition, secret detention, and coercive interrogation activities, in 2004, 2006, and 2007, Amnesty International USA (AIUSA), the Center for Constitutional Rights (CCR), and the International Human Rights Clinic at NYU School of Law Center for Human Rights and Global Justice submitted Freedom of Information Act (FOIA) requests to several U.S. agencies, including the CIA. Following a refusal to disclose the majority of the information sought, AIUSA, CCR, and NYU IHRC filed suit in June 2007 in federal court in the Southern District of New York. In spring 2008, the CIA admitted that it had more than 7,000 relevant documents, but sought a ruling that it did not need to disclose the vast majority of those documents, arguing, inter alia, that it cannot be compelled to disclose information it argues is properly classified. In response, on June 26, 2008, AIUSA, CCR, and NYU IHRC filed an opposition to the CIA’s motion for summary judgment and a memorandum of law in support of a cross-motion for partial summary judgment.

Extending the Shadow of the Law: Using Hybrid Mechanisms to Develop Constitutional Norms in Socioeconomic Rights Cases

INEQUALITIES

Extending the Shadow of the Law: Using Hybrid Mechanisms to Develop Constitutional Norms in Socioeconomic Rights Cases

This Working Paper traces the debate over judicial enforcement of socioeconomic rights through the lens of competing theories of adjudication and alternative dispute resolution, situating it in the broader constitutional jurisprudence of the South African Constitutional Court and evaluating the capacity of its “engagement” remedy in housing-rights cases to generate legitimate public-law norms outside formal adjudication. The paper argues that the Court’s engagement remedy carries significant doctrinal significance through the hybrid integration of mediation and adjudicative processes central to socioeconomic rights enforcement, generating a model that preserves the flexibility and responsiveness associated with alternative dispute resolution while retaining the legitimacy and norm-creating function traditionally reserved for formal judicial review.

One distinctive feature of constitutions developed in the twentieth-century is the almost uniform inclusion of socioeconomic rights provisions—rights to basic human needs such as food, water, shelter, health care and education. Despite their relative ubiquity, however, judicial enforcement of these rights remains relatively controversial in theory and problematic in practice.

While concerns over judicial review arguably are heightened in the socioeconomic rights context, the arguments over enforcement of these rights largely mirror the debate over judicial enforcement of constitutional rights more generally. In particular, both debates focus on the undemocratic nature of judicial review and consequently are concerned with defining (and confining) the judicial role in ways that maximize its legitimacy.

Defenses of judicial review are connected to those of adjudication more generally and often locate their legitimacy in a set of procedural characteristics, including judicial independence, structured participation and reasoned decisions that promote objective results and serve the public interest. Lon Fuller in his famous essay The Forms and Limits of Adjudication defines “the distinguishing characteristic of adjudication” as “the fact that it confers on affected parties a peculiar form of participation in the decision, that of presenting proofs and reasoned arguments for a decision in his favor.” In a related vein, Owen Fiss argues that judicial review is rooted in a “conception of the judicial function [that] sees the judge as trying to give meaning to our constitutional values” and a “process through which that meaning is revealed or elaborated.”

The more flexible, person-centered processes associated with alternative dispute resolution or “ADR” are often contrasted with adjudication. Both critics and proponents of alternative dispute resolution often assume that, unlike adjudication, these processes are inherently limited to solving particular disputes and thus are unable to establish precedents applicable beyond a single dispute. This severely limits the capacity of ADR to generate public values and perform the norm-creation function usually associated with adjudication generally and constitutional adjudication in particular.

This Working Paper challenges the general perception that alternative dispute resolution processes cannot develop public-law norms. A recent trend in ADR literature has sought to define a public norm-creation role for ADR in part by connecting these processes to other alternative legal and political problem-solving methods. Thus, Carrie Menkel-Meadow has argued that there are strong connections between deliberative democracy theory and the ADR movement including a shared appreciation for “constitutional experimentalism . . . in which there are feedback mechanisms for sharing and coordinating local outcomes with the broader polity.” Similarly, Susan Sturm and Howard Gadlin have argued that ADR processes are capable of generating public-law norms “when relevant institutional actors develop values or remedies through an accountable process of principled or participatory decision making, and then adapt those values and remedies to broader groups or situations.” Focusing on a recent South African Constitutional Court case in which the Court interpreted the right to housing in the South African Constitution to require that municipalities develop processes for negotiating—or, in the Court’s language “engaging”—with citizens affected by redevelopment plans that may involve eviction, this paper considers how these claims about the norm-creation potential of ADR processes could be developed in the context of constitutional adjudication of socioeconomic rights.

The heightened legitimacy and separation-of-powers concerns associated with socioeconomic rights means that they have been a rich source of examples for examining how alternative enforcement approaches. The South African Constitutional Court is one of the most active courts in this area, and its decisions are cited as models both by other jurisdictions and in the academic literature.

The Court’s most recent housing-rights decision, Occupiers of 51 Olivia Road v City of Johannesburg, portends a potentially important development in its approach to enforcement. The Court adopted the term “engagement” to describe a unique remedy it developed—in essence, a permanent negotiation/mediation requirement in housing-rights cases that may involve eviction. Properly implemented, the engagement remedy can be developed into a hybrid dispute resolution model that integrates ADR processes with formal adjudication in a manner that enhances the legitimacy of the resolution and creates the possibility for the extra-judicial interpretation and enforcement of socioeconomic rights. This hybrid process is particularly well-suited to enforcing socioeconomic rights because it is at once both more democratic than formal adjudication and also more flexible and responsive to the practical concerns that socioeconomic rights raise.

Part 2

Part II of this Article outlines two classic but competing accounts of the procedural justifications for adjudication and related assessments of the limitations of ADR processes by Fuller and Fiss. 

Part 3

Part III analyzes two related articles by Sturm and Gadlin that develop this argument. Sturm first identifies four key characteristics that Fuller’s and Fiss’ accounts share and argues that these characteristics can be advanced through the use of mediation in the remedial phase of public-law litigation. Sturm and Gadlin in a more recent article propose an ADR model that promotes those same values and therefore can be used to develop public norms outside of adjudication.

Part 4

Part IV summarizes the debate over socioeconomic rights generally and the specific debate over the South African Constitutional Court’s enforcement approach and identifies important ways in which the arguments there track the debate over the relative roles and legitimacy of adjudication and ADR. It then describes the Constitutional Court’s most recent decision and argues that the engagement remedy the Court adopted can be developed into a hybrid process that incorporates aspects of both adjudication and mediation/negotiation in a way that retains the flexibility and responsiveness Fuller prizes in ADR while still protecting the legitimacy norms both Fuller and Fiss associate with adjudication.

Normative Instruments in International Human Rights Law

HUMAN RIGHTS MOVEMENT

Normative Instruments in International Human Rights Law: Locating the General Comment

This paper traces the development of ‘General Comments’ from treaties into normative tools, situating them in the broader scheme of international law and evaluating the range of claims made about their legal weight. This paper argues that they carry authoritative significance through discursive and interpretative processes central to International Human Rights Law, generating normative consensus around the meaning and scope of specific human rights protections.

A prominent feature of contemporary international legal process has been the proliferation of human rights norms. Out of this has grown a complex structure of various interrelated normative instruments, which together form the corpus of international human rights law. One instrument that has emerged in recent times, is the interpretative statements issued by UN treaty bodies formally referred to as ‘General Comments.’ However, despite their wide currency and appeal in international human rights discourse and practice, their jurisprudential value remains remarkably unclear. Indeed, very little in the way of sustained analysis has been said about their role and status in international law.

This paper examines the origins and evolution of the General Comment, and assesses its contemporary role in the practice and understanding of human rights law. It traces how this instrument has emerged from the obscurity of treaty texts to become an important tool in the development, understanding and practice of international human rights law. It further analyses the spectrum of claims about the normative status of General Comments in international law. More precisely, it attempts to locate the General Comment in the over-all scheme of international normativity, and seeks to suggest a way in which we can understand the potential and complexity that these instruments present.

From this enquiry it emerges that the General Comment is one of the most dynamic and significant normative tools in contemporary human rights law. However, it also makes plain that this instrument does not fit easily within the traditional schema of international law. Simply put, General Comments are non-binding. This notwithstanding, the analysis reveals that these instruments do possess normative significance. The paper therefore, tries to grapple with the idea of the authoritativeness of these instruments. It concludes that their ‘authority’ cannot be viewed in traditional legal terms, as General Comments do not bind states, and are not determinative of state’s obligations. However, when viewed in the context of the various discursive and ideational processes which are central to human rights law, General Comments can be viewed as authoritative interpretative instruments, which gives rise to a normative consensus on the meaning and scope of particular human rights.

This working paper is part of a series published in 2008.

Surviving the Darkness: Testimony from the U.S. “Black Sites”

PREVENTION AND CONFLICT

Surviving the Darkness: Testimony from the U.S. “Black Sites”

This report is a condensed version of the Declaration. It omits references to, and copies of, most exhibits to the Declaration but is otherwise unchanged. After more than eighteen months of being held “off the record” by the U.S. government, the Declaration and this report is Mohamed Bashmilah’s opportunity to tell his own story. Here, he puts back on the record the truth about the extensive human rights violations he and his family have suffered as a result of his enforced disappearance.

On September 6, 2006, President George W. Bush acknowledged that the United States operates a program of secret detention in the “War on Terror.” In the same statement, President Bush indicated that fourteen of the individuals held in the program had been transferred to Guantánamo Bay and that “…there are now no terrorists in the CIA program.” President Bush did not disclose the fate and whereabouts of the other individuals known or believed to have been secretly detained at some point by the U.S. government, and he left open the possibility that the CIA program would be used again.

A number of the individuals known or suspected to have been held secretly by the United States are still missing. The fate and whereabouts of a smaller number is known as a result of the efforts of human rights organizations. 

Since 2006, the International Human Rights Clinic at New York University School of Law has represented two such individuals—Yemeni nationals Mohammed Abdullah Saleh al-Asad and Mohamed Farag Ahmad Bashmilah. Their stories exemplify the nature and breadth of the U.S. system of detention in the “War on Terror,” as well as the treatment that individuals targeted in the “War on Terror” suffer.

December 2007. 

Off the Record: US Responsibility for Enforced Disappearances in the ‘War on Terror’

PREVENTION AND CONFLICT

Off the Record: US Responsibility for Enforced Disappearances in the ‘War on Terror’

Based on research by six major human rights groups—Amnesty International, Cageprisoners, the Center for Constitutional Rights, the Center for Human Rights and Global Justice at NYU School of Law, Human Rights Watch and Reprieve— this briefing paper identifies individuals believed to have been held at some point by the United States in secret sites, all of whom remain missing.

On September 6, 2006, President George W. Bush revealed that the United States runs a system of secret detention in the “War on Terror,” but he did not disclose how many individuals were secretly detained. While only the U.S. government knows exactly who remains missing, Off the Record provides the most comprehensive list of these individuals, who are believed to have been subject to an enforced disappearance for which the United States bears responsibility. 

This briefing paper provides information about detainees already identified as “disappeared” (for example, Ali Abdul-Hamid al-Fakhiri, commonly known as Ibn al-Shaykh alLibi) and names four missing detainees for the first time. It reveals the extent to which the United States illegally uses “proxy detention” to empty its secret sites and demonstrates that far from targeting the “worst of the worst,” the system sweeps up low-level detainees and even involves the detention of the wives and children of the “disappeared,” in violation of their human rights. 

Off the Record also documents allegations concerning the treatment of detainees while in secret detention, including torture and other cruel, inhuman or degrading treatment or punishment.

The briefing paper is available in Arabic, Spanish and English.